Clause 6 and Clause 6/1 has been complied with the specified regulations, but there is a certain fact appeared to the SEC Office which is reasonably suspicious that the management company may not be able

in Clause 6 and Clause 6/1 has been complied with the specified regulations, but there is a certain fact appeared to the SEC Office which is reasonably suspicious that the management company may not be

in Clause 6 and Clause 6/1 has been complied with the specified regulations, but there is a certain fact appeared to the SEC Office which is reasonably suspicious that the management company may not be

requirements under this Notification. In case of having complied with 9 Amended by the Notification of the Capital Market Supervisory Board No. Tor Lor Thor. 70/2561 Re: Rules on Personnel in the Capital Market

the legal or regulatory requirements have been complied with. The [insert name of the relevant regulator] has not, in any way, considered the merits of the debt securities being offered for investment

relationship as well. The definition of the terms “parent company”, “subsidiary company” and “affiliate company” in the second paragraph shall be complied with the definitions in the Notification of the

. The definition of the terms “parent company”, “subsidiary company” and “affiliate company” in the second paragraph shall be complied with the definitions in the Notification of the Securities and

relation to anti-money laundering and terrorist financing is comparable to international standards accepted by the Office, and the financial institution or fund has adequately and effectively complied with

effectively complied with such measures; (3) the client is a government agency, a state enterprise or a juristic person established under specific laws; (4) the client has qualities as prescribed by the

adequately and effectively complied with such measures; (3) the client is a government agency, a state enterprise or a juristic person established under specific laws; (4) the client has qualities as