prospectus; - continuing disclosure of the implied volatility in comparison to the historical volatility on the website of the DW issuer; - disclosure of a warning statement regarding the gearing ratio, a
suggestions gathered from the previous hearing on the principles of the said rules conducted in January. Essentially, the draft rules emphasize the improvement of information disclosure and clearer warning of
(เป็นระดับ early warning เท่ากับ 10.5% หรือ 37.5 ล้านบาท กรณีประกอบธุรกิจหลักทรัพย์และเป็นตัวแทนซื้อขายสัญญาซื้อขายล่วงหน้า/ หรือ 22.5 ล้านบาท กรณีประกอบธุรกิจหลักทรัพย์หรือเป็นตัวแทนซื้อขายสัญญาซื้อขาย
supporting the protection of investor personal data, to ease the burden of cost of the investors to repeatedly provide such data when switching their services.Mr. Boonsun Prasitsumrit, Chief Executive
comply with the Bank of Thailand’s regulations and directions. Early warning signs were developed with the use of transactional data and customer behavioral data for enhanced efficiency in customer risk
word “draft prospectus” in red letters, at a size not smaller than the size of the general statements in the above-mentioned documents, which shall be clearly visible; (b) a warning statement presenting
personal benefits from the margins of the offer prices. According to the findings of the SEC investigative team, 10 of the 11 investment consultants solicited several clients to invest in IPO shares to
. launched Thailand?s first financial reality show ?The Money?. The show emphasizes on financial knowledge, especially personal finance, to Thai people across the country and thus bringing about better
calculating net asset value of fund or securities-clearing (back-office function) including the segregation of reporting line of the personal in the segregated units and there should be a person responsible for