business operators that provide custody of clients’ digital assets to establish https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9827 SEC public warning of solicitation for investment in digital assets
Re: Guidelines for the Book Building and the Determination of Offering Price to Public and Individual
nature of the mutual fund’s utilization of its assets may cause uncertainty to the amount of its earnings, a warning that unitholders’ benefits or returns may be significantly affected, etc.; (3) a warning
warning of possible breach of investment terms in the redemption form.Given that the redemption was ahead of the five-calendar-year holding requirement to be eligible for the LTF tax benefits, {A}'s failure
Re: Guidelines for the Book Building and the Determination of Offering Price to Public and Individual (No. 2)
คล่องสุทธิ (“NC”) หรืออัตราส่วนเงินกองทุนสภาพคล่องสุทธิ (“NCR”) เท่ากับหรือน้อยกว่า 1.5 เท่าของเกณฑ์ขั้นต่ำ (เป็นระดับ early warning เท่ากับ 10.5% หรือ 37.5 ล้านบาท กรณีประกอบธุรกิจหลักทรัพย์และเป็นตัวแทน
results Sort by: Relevance Date (Newest) Date (Oldest) SEC public warning of solicitation for investment in securities and digital tokens Following the tips from various sources to SEC, there have been
, for further in-depth investigation. Remark:* SEC News No. 134/2025, headlined: “SEC issues warning about blocking access to Bybit, 1000X, CoinEx, OKX, and XT.COM platforms on 28 June 2025 to protect
investment. It must provide an appropriate warning to ensure investors are alerted to potential risks. The marketing campaigns must not induce or accelerate investment decision making with a lack of