the SEC Office. Work Areas Personal Data Contact Information Sensitive Data Qualification data Financial Data Verification Data Information concerning the supervision of ThaiBMA (report on trading of
operators, for example, the number of shares held, shareholding proportion, trading account numbers. Verification data: Data for verification purposes, for example, trader codes. Work Areas Personal Data
Verification of Foreign Collective Investment Scheme and Announcement of Qualifying Scheme
applicant personal information - foreign auditor (normal)
Applicant’s personal record and audit firm’s record – fast track
. Work Areas Personal Data Contact Information Sensitive Data Qualification data Financial Data Verification Data 1. Information from the approval for the offer for sale and report of the results of the
Institute (FPTI), and (5) Securities and Exchange Commission (SEC) as an academic supporter. The objective of this seminar is to raise awareness of government and private sectors in protecting personal
referring to certain services of the securities firms; for instance personal loan. In such cases, the securities firms were notified that the transferred money was deposited for clients? accounts while the
of 2019. Exports, tourism and private investment – among major economic activities – were hampered by the worse-than-expected global economic slowdown. Meanwhile, consumers’ purchasing power weakened