ลักลอบเขามาใชระบบ (unauthorized usage) และการสรางรายการปลอม (Fabrication) เชน การสรางรายการซื้อขายหลักทรัพย - 6 - ปลอมโดยแอบอางวาเปนคํ าสั่งซื้อขายของลูกคา ซึ่งมีผลกระทบตอความมีตัวตนที่แทจริง
UNOFFICIAL TRANSLATION Codified up to No. 10 As of 24 October 2018 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Capital Market Supervisory Board No. Tor Lor Thor. 8/2557 Re: Rules on Personnel in the Capital Market Business ____________________________ By virtue of Section 16/6 and Section 113 of the Securities and Exchange Act B.E. 2535 (1992), as amended by the Securities and Exchange A...
Office that: (1) the applicant’s business is not involved in any illegal activities either under Thai or foreign law; (2) the offering specified in the application may be legally made under the laws and
which are financial institutions established under other laws and [ii] directors unauthorized to affix binding signature. Clause 49 A person having held the position of an independent director, who has
UNOFFICIAL TRANSLATION Codified up to No. 10 As of 24 October 2018 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. 27 Notification of the Capital Market Supervisory Board No. Tor Lor Thor. 8/2557 Re: Rules on Personnel in the Capital Market Business ____________________________ By virtue of Section 16/6 and Section 113 of the Securities and Exchange Act B.E. 2535 (1992) , as amended by the Securities and Exchan...
legitimate fund-raising instruments and protecting investors from fraud and embezzlement, as well as preventing the exploitation of digital assets to facilitate illegal transactions. The two laws, coming into
immoral or illegal business. Accordingly, [the applicant shall demonstrate for ensuring that] the REIT would be entitled to terminate the lease agreement if it appears that the leasee uses its real estate
unauthorized use of another person’s information for conducting transactions, as well as to prevent money laundering, along with financing of terrorism and proliferation of weapons of mass destruction. Major
of newly issued shares to the general public only if the applicant would be able to demonstrate to the satisfaction of the SEC Office that the applicant’s business is not involved in illegal business