trading accounts, during 12 December 2018 and 25 February 2019, in a different manner from their normal practice, and had avoided losses from a decline in TRC share prices before its 2018 net loss operating
insider trading of COL shares while knowing or possessing inside information were deemed a contravention of Section 242(1) of the Securities and Exchange Act B.E. 2535 (1992) (SEA) in conjunction with
– sold 3,853,600 SQ shares in her possession through the trading account of Satida, her daughter, who rendered assistance or convenience by letting Penprapa use her trading account to sell the SQ shares
. Kumpol to use their securities trading accounts, Krit and Kullapa were deemed an aider to the insider trading of CHG shares under Section 242(1) in conjunction with Section 315, subject to penalties
the inside information of NOBLE to Kongpat while knowing or possessing such inside information was deemed a violation of Section 242(2) in conjunction with Section 243(1), and liable to the penalties
manager of UOB, knew in advance that UOB was preparing for the sale of the UOB8TF assets and prohibiting all employees from trading units of the fund. Taking advantage of the said fact, he used the
As SEC has made an amendment to Section 185 of the Securities and Exchange Act, effective 17 April, the amended Section stipulates that SET-member securities companies are able to trade listed
total amount of 1,286,700 shares using securities trading accounts of Amornrat and Walailuk before UVAN reported the financial statements of the fourth quarter 2017 to SET on 23 February 2018. As a
Securities and Exchange Act B.E. 2535 (1992), as amended (SEA), as follows: Apichart’s acts violated Section 242 (1), Eng’s acts violated Sections 242 (2) and 315, and Supanee’s acts violated Section 242 (1
derivatives trading activities after having accessed the EY information system which contained clients’ audited, but yet to be disclosed, draft financial statements under responsibility of the audit group under