Bangkok, October 6, 2015 ? The SEC filed a criminal complaint against Penkae Katekaew and Tan Lethi with the Department of Special Investigation (DSI) for collusively seeking unlawful gain causing
Mr. Tan Vuttithum During 23 August 2018 – 2 November 2018, Mr. Tan Vuttithum colluded with 11 persons to manipulate the stock price of Scan Inter Public Company Limited (“SCN”) by placing trading
Certification of audit firm leader Date……..Month………….Year………… Dear Secretary – General of the Securities and Exchange Commission I, Mr./Mrs./Miss………………………………………………….… (leader’s name), the leader of
an opinion on audit reports; 2.2 being affiliated with an audit firm that has an audit quality control system and the required number of personnel; 2.3 meeting other requirements, e.x., not having
and financial statements audited by an auditor who is employed by an audit firm that has been inspected by the SEC*; 2. Submit half-year and annual financial statements that have been
monitored with professional investment advices. If investors encounter any solicitation to transfer money into an account of securities firm, whether or not it is the firm that investors have already opened
, the asset management firm must disclose the information to investors for investment decisions; as well as rectify such non-compliance within two months. Failure to do so may cause the asset management
กล่าวเปิดงาน และ Mr. Henry Tan, Treasurer of AFA และ Dr. Hendang Tanusdjaja, President of IAPI เป็นผู้กล่าวต้อนรับ เมื่อวันที่ 26 เมษายน 2565ทั้งนี้ งานดังกล่าวมีวัตถุประสงค์เพื่อสร้างความตระหนักรู้แก่
director, senior portfolio manager, Asia, Morgan Stanley Investment Management (6) Jenn-Hui Tan, global head of stewardship & sustainable investing, Fidelity International (7) Danielle Welsh-Rose, ESG