. the IOSCO, established in 1983, is the international body that brings together global securities regulators and is recognized as the global standard setter for the securities sector. The SEC has been

funds which includes plain vanilla funds and passive ETF. Both regulators are expecting to conclude the discussion and sign the MoU within the second quarter this year before cross-border offerings

, registrars, depositories and regulators – to examine bond information more conveniently and rapidly while benefiting from less redundancy and shorter timeframe for book closing process.    ThaiBMA’s

and affected the stability of the global financial system. Due to this circumstance, international regulators have decided to issue liquidity measures.Realizing the importance of liquidity risk

market regulators and relevant organizations from more than 140 member countries around the world.     _______________________

such as push selling or unsuitable distribution of financial products are found as a common area of concern arises in many jurisdictions, which poses challenge to the regulators. In this view, members

) to retail investors in Thailand, expected to become effective by Q2/2014.The ASEAN CIS allowed to be offered to retail investors in Thailand must be approved by capital market regulators and have been

") member states. As a consequence, the SEC approved auditors will be exempted from registering with respective audit regulators of EU. SEC Secretary-General Vorapol Socatiyanurak said ?The EC?s recognition

markets of the World Federation of Exchanges (WFE) whereas the eligible funds must be established and managed by securities firms licensed by member regulators of the International Organization of

market regulators as well as private sectors of both Thailand and Luxembourg.?? Mr. Jean Guill, Director-General of the CSSF, said ?we are pleased to enter into this MoU with the SEC Thailand, which will