. The SEC, therefore, urges the shareholders to study relevant information carefully and seek clarifications from the IFEC management before exercising their voting right to ensure that appropriate
that at this stage, the SEC and the public prosecutor will study the Appeal Court?s judgment for further appeal proceedings.The SEC on August 5, 2004 had filed a criminal complaint on this case with the
Experience Study. The industry has maintained high standards in the area of regulation and taxation, as well as improvement in the area of sales and media. Nonetheless, there is still room for improvement in
study the information on differences in governing laws and rights along with country risk and foreign exchange risk.
should set up a working group to study and propose recommendations on information disclosure guidelines for listed company related to financial statements and annual registration statements to properly
study the information carefully before making investment decisions. The responsible underwriter must hand out the factsheet and the subscription form at sale points while securities firms must conduct the
and processes for preparing, approving, and supervising advertisements. In this respect, Merkle published advertisements without providing a channel for investors to study Merkle’s historical
operation. Meanwhile, KBank ensures that policies, processes and systems for controlling, monitoring and reporting risks, capital and liquidity are in place whereas segregation of duties and reporting lines
importance of strengthening capital to be in accordance with the Basel regulatory reforms. Close monitoring and consideration of the relevant criteria and impacts have been jointly undertaken with the Bank of
intermediaries should study standards and practice guidelines for business continuity management from other related agencies, such as Business Continuity Institute (BCI) or International Organization of Securities