Stock Exchange of Thailand The Board of Directors Meeting of KGI Securities (Thailand) Plc (“the Company”), No. 4/2017, held on 22nd August 2017, has approved the audited financial statements including

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- Translation - Ref. AECS 050/2019 February 28, 2019 Subject: Clarification of Yearly Financial Statement Ended on 31 December 2018 (Audited) To: The President The Stock Exchange of Thailand The

1/2 RC 12/19 7 May 2019 Subject : Report on the Company’s operating results for the first quarter of the year 2019 Attention : President of the Stock Exchange of Thailand The Board of Directors

ADMS 30/07 1/2 RC 23/19 6 August 2019 Subject : Report on the Company’s operating results for the second quarter of the year 2019 Attention : President of the Stock Exchange of Thailand The Board of

51-E 1/2 RC 51/18 8 August 2018 Subject : Report on the Company’s operating results for the second quarter of the year 2018 Attention : President of the Stock Exchange of Thailand The Board of

1/2 RC 57/18 6 November 2018 Subject : Report on the Company’s operating results for the third quart er of the year 2018 Attention : President of the Stock Exchange of Thailand The Board of Directors

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Transactions and the Notification of the Board of Governors of Stock Exchange of Thailand No. Bor.Jor./Por.22-01 Re: Disclosure of Information and Other Acts of Listed Companies Concerning the Connected

number 3. Experience in capital markets Are you currently allowed by law to audit the financial statements of the public interest entities whose shares are traded in the main board of the foreign stock