The material events in the proposed rules are those already specified and currently required by the Stock Exchange of Thailand (SET) to be reported by listed companies. The proposed rules would allow

for the client in acquiring KARAT?s shares from its major shareholder and launching a tender offer to delist KARAT from the Stock Exchange of Thailand (SET), before the information was disclosed to the

distributed to retail investors together with the subscription form. In case of direct listing of DW on the Stock Exchange of Thailand (SET), DW issuer must provide fact sheet on website of issuer, SET or SEC

sheet must be distributed to retail investors together with the subscription form. In case of direct listing of DW on the Stock Exchange of Thailand (SET), DW issuer must provide fact sheet on website of

to take action against alleged insider trading of certain listed securities where a group of persons gained multi-million baht of benefits by purchasing such securities with information on change of

by virtue of their positions to purchase shares of Professional Waste Technology (1999) Public Company Limited (PRO).  The SEC investigation, following a referral from the Stock Exchange of Thailand

the referral from the Stock Exchange of Thailand, the SEC's probe found that during November 9-22, 2012, {A} purchased 1,786,100 {X1} Company shares based on the company positive non-public information

probed into Wiroj case and found that he failed to inform the rules of volatile stock such as stock's risk and settlement duties to the client before submission of purchase order. As a result, the client

and found that he failed to inform the rules of volatile stock such as stock's risk and settlement duties to the client before submission of purchase order. As a result, the client had to settle the

Stock Exchange of Thailand, the SEC probed into the case and found that {A} had sold 711,300 {X1} shares in a trading account of a juristic person where he is an authorized director and holds 99.98