information for decision making. Mr. Richard McGillivray, guest speaker from CFA Institute, shared valuable knowledge on ESG through mini case studies with more than 100 Thai professionals from the securities
advised to regularly examine the mutual fund unitholding reports as well as related bank accounts. Moreover, investors should not leave important investment documents with ICs. In case of any doubts or
approvals and banned them from re-entering the industry for the total of two years, starting from June 30, 2016. ------------------------ Notes: 1. {X1} Securities (Thailand) Co., Ltd. can still operate
related to the earlier complaint filed with the Department of Special Investigation (DSI) on 14 September 2016 against three other offenders in the YCI manipulation case, as summarized below: During 10-27
relevant issues, challenges and case studies from many countries in the region. Starting from October 29, the two-day event has gathered more than 150 policy makers and delegates from public and private
year. And if they continue their investment for 20 years, the fund flow will rise to 24 billion baht. In case the return on investment is 5 percent per year, each worker will earn 4 million baht upon
Exemption from Submitting Registration Statement for Offer for Sale of Shares Issued by Foreign Company in case of Private Placement
Exemption from Submitting the Registration Statement In case of Non-public Offering Securities Issued by Foreign Company
296/2 of the SEA, as the case may be. The Civil Sanction Committee (CSC) has therefore resolved to impose civil sanctions on the 14 offenders above, as summarized below: (a) The offenders are