intermediary ’s branch office; (3) controlling, supervising and managing business units relating to operational function, compliance function, internal audit or risk management; (4) managing investment in
decision for clients; (3) controlling, supervising and managing business units relating to operational function, compliance function, internal audit or risk management; (4) managing investment in capital
units relating to operational function, compliance function, internal audit or risk management; (4) managing investment in capital market products, financial instruments or other specified assets; (5
a year or when there is a significant change affecting the risks and impacts as such. In doing so, it shall be complied with the following approaches: 3.1 Defining Critical Business Function Companies
. In doing so, it shall be complied with the following approaches: 3.1 Defining Critical Business Function Companies should select a critical business function which it considers that if emergency
administer directors including deputy managers, assistant managers, department directors and other persons with different titles but hold similar positions, who are responsible for the asset custody function
, who are responsible for the asset custody function of an applicant within the period of 3 years preceding the year of application filing until the date of application filing. Provided that, after
บมจ.อาดามัส คุณไพบูลย์ฯ คุณธาดาฯ คุณปราณีฯ ศ.หิรัญฯ และคุณธีระฯ เห็นด้วยกับการแยกบทบาทการส่งเสริมการพัฒนา ตลาดทุนออกจากบทบาทการเปน็ศูนย์กลาง ในการซ้ือขายหลักทรัพย์ (exchange function) ของ ตลาดหลักทรัพย์
Relationship Ms. Suchada Sodthibhapkul is an Authorized Director of the Company. 2. General characteristics of the transaction The Executive Director will be responsible for managing the Risk function for the