Bangkok, December 4, 2012 ? The SEC organised training programs for both the SEC staff and capital market personnel to keep pace with new securities and derivatives trading methods and prepare them
securities trading decisions on behalf of the client as well as failed to keep complete records of the client's securities trade order instructions; while {B} and {C} failed to keep complete records of many
investment consultants found that {A} failed to keep complete records of a high volume of client's derivatives trading orders; while {B} failed to keep complete documentation and evidence of many derivatives
Gold Futures Co., Ltd. that {A} frequently failed to keep records of his clients' derivative trading orders. He also admitted taking such trading orders via mobile phone or customers' instruction in the
309 27 9% Earnings per share (THB/share) 0.31 0.26 0.05 18% 0.56 0.52 0.04 9% Financial results of 3-month ended period • Overall results of Q3/2018 were improved 145 million baht or 27% with total
that the Company had purchased, is Baht 22.222222 per share. - Considering to the operating plan and sales amount of Shop Global (Thailand) Co., Ltd. which keep growing continuously, turnover will be
’ digital assets under BX’s control or possession to other wallets which are not purported to keep client’s assets servicing clients who want to reclaim their assets and will lay off all employees,SEC found
Securities and Exchanges Act to make it more flexible and keep pace with upcoming technology as the ownership rights of depositors or customers; (4) revises SEC’s power on supervision of exchange to
raise the awareness of the importance of educating and protecting investors. The SEC is delighted to join this international campaign because we share the same objective as reflected in our continuing