maintain sufficient security system to prevent unauthorized persons from accessing or amending the information relating to its securities business operation. Clause 9.1011 A securities company shall retain

maintain sufficient security system to prevent unauthorized persons from accessing or amending the information relating to its securities business operation. Clause 9. A securities company shall retain

security of the trading and clearing and settlement of securities. Chapter 2 Good Governance and Organizational Structuring __________________ Clause 7 Securities clearing houses and central securities

No. OrThor/Nor. 5/2547 Re: Operational Control and Security of the Information Technology of Securities Company For the purpose of rendering the securities companies to efficiently comply with the

: Operational Control and Security of the Information Technology of Securities Company For the purpose of rendering the securities companies to efficiently comply with the Notification of the Office of Securities

security holders to any payments on the debt securities. - 15 - 2. Provide information about the existence or possible creation of other securities and other indebtedness with seniority to the debt

เศรษฐกจิ) 9 Collateral Security Code ชือ่ยอ่หลักทรัพยท์ีซ่ ือ้โดยมสีญัญาขายคนื varchar(100) Y ระบไุดม้ากกวา่ 1 ประเภท โดยคั่นดว้ย , 10 Collateral Detail รายละเอยีดของหลักทรัพยท์ีซ่ ือ้โดยมสีญัญาขายคนื

Code รหัสกลุม่เศรษฐกจิ (คูส่ญัญา) varchar(3) Y ชดุ code ทีก่ าหนด (รหัสกลุม่เศรษฐกจิ) 9 Collateral Security Code ชือ่ยอ่หลักทรัพยท์ีซ่ ือ้โดยมสีญัญาขายคนื varchar(100) Y ระบไุดม้ากกวา่ 1 ประเภท โดยคั่น

search criteria Security Type --- Select Security Type --- Common share Warrant-Preferred share Real Estate Investment Trust (REIT) Common share (LiVEx) DR-Common share Depositary Receipt DR-Convertible

Please enter search criteria Security Type --- Select Security Type --- Debenture Note Derivative Warrants Securitization Debenture Bond Basel Convertible Debenture IC Bond SUKUK Structured Debenture