Commission No. SorThor. 19/2552 Re: Report on Trading of Securities and Derivatives in Foreign Countries of Derivatives Broker _____________ By virtue of Section 14 and Section 19 of the Derivatives Act B.E
Office of the Securities and Exchange Commission No. SorThor. 19/2552 Re: Report on Trading of Securities and Derivatives in Foreign Countries of Derivatives Broker _____________ By virtue of Section 14
Search The Securities and Exchange Commission, Thailand About Us Our Roles Our Structure SEC Board Capital Market Supervisory Board SEC Executives Organization Chart
44, Section 45 and Section 64 of the Constitution of the Kingdom of Thailand, so permit by virtue of law, the Capital Market Supervisory Board hereby issues the following regulations: Clause 1 The
orders at prices several notches above the market price, in order to entice other investors to follow suit and force trading of KDH shares within a set price range ("Pump and Dump"). The aim was to
. This also includes the provisions that authorize the relevant authority to set standards to enhance confidence in capital market activities. The Draft has already been reviewed by the Office of the
Pursuant to Section 89/25* of the SEA, the auditor who perform an audit in accordance with the auditing standards has the duty to report to the Audit Committee of the securities company** or the
the trading volume of such shares on a large scale. In addition, several trading orders were matched within the same group, causing the PYLON trading to be inconsistent with the normal market condition