investor under Section 3 and the Notification of the Securities and Exchange Commission concerning Additional Determination of Type of Juristic Person Classified as Institutional Investors. Chapter 1
whose provision of derivatives business is limited to institutional investors. The institutional investors in Paragraph 1 means the institutional investor under Section 3 and the Notification of the
provision of derivatives business is limited to institutional investors. The institutional investors in Paragraph 1 means the institutional investor under Section 3 and the Notification of the Securities and
and does not have any prohibited characteristics under Section 24 and the notification of the Securities and Exchange Commission or the notification of the Capital Market Supervisory Board concerning
qualifications and does not have any prohibited characteristics under Section 24 and the notification of the Securities and Exchange Commission or the notification of the Capital Market Supervisory Board
. ----------------------------- Notification of the Securities and Exchange Commission No. KorThor/Nor/Khor. 14/2551 Re: Approval for Undertaking of Derivatives Business By virtue of Section 9 and the third paragraph of Section 16 of the
Section 31Ngor. Notification No. OrNor. 4/2547 Re: Registration of Persons Qualified to Be a Mutual Fund Supervisor (No.2) dated 09/03/2004, published in the Government Gazette dated 9 March 2004, General
Qualified to Be a Mutual Fund Supervisor dated 19/03/2001, published in the Government Gazette dated 2 April 2001, General Issue, Special Section 31Ngor. Notification No. OrNor. 4/2547 Re: Registration of