EMM Consulting Company Limited EMM Consulting Company Limited ("EMM"), represented by company directors Mr. Alan Sydney Roy Lane and Miss Ratanaporn Aoonta, had not been licensed to operate
of investment products and financial services for alien expatriates and residents in Hong Kong, Moscow, Shanghai and Bangkok. The aforesaid person had not been licensed to operate securities business
quarter of 2559 or the second quarter of 2559,as the case may be, that had not been generally disclosed to the public. These actions form the basis of two charges against the accused. 09/01/2026 agreed
trading account in purchasing TFG’s share or purchasing TFG’s share and TFG-W1 by using inside information concerning TFG’s operating results for the second quarter of 2559 that had not been generally
providing assistance or facilitation to Pasu. The acts of Pasu, Vichan, and Akarat were liable to be an offense of colluding to manipulate securities price in violation of Section 244/3(1)(2) in conjunction
Bualuang Securities Plc. and Seamico Securities Plc., respectively, aided and abetted the manipulative trading by executing such trading orders, taking orders from person who was not the account owner, and
-incompetent person; (2) I am a person not eligible to serve as director, manager, person with managerial authority or advisor of financial institution because of the possession of prohibited characteristics
concerning servicing digital assets and promotion of their services. They must not violate any laws or support illegal activities. If violations are found, the SEC will take legal enforcement action.” In
Court ruled against him for violating Sections 243(1) 244(2) and 296 of the SEC Act conjunction with Section 83 of the Penal Code regarding METRO and TUCC shares. The Court inflicted the punishment of 2