) “ financial advisor ” means a financial advisor on the approved list of the SEC Office; (15) “ fund supervisor ” means the supervisor of a fund ; (16)2 “ common person group ” means the persons with one or more
, repealing the requirement to have the fund supervisor approve a property insurance agreement, extending the income guarantee clause to cover an event of capital increase filing, and repealing the
and fund supervisor as well as investment requirements. The offering of ASEAN CIS will be made through securities companies in Thailand and in compliance with disclosure rules comparable to the
and may engage in the affiliated transaction for the fund only when an approval is granted by the mutual fund supervisor for the case specified in Clause 14, the conditions specified in Clause 15 are
company shall act in the interests of the fund and may engage in the affiliated transaction for the fund only when an approval is granted by the mutual fund supervisor for the case specified in Clause 14
this factor for investors to ensure climate action is undertaken within a supportive and robust governance framework. The fantastic level of engagement from workshop participants was very encouraging
industry remains financially robust as insurance companies have transferred the majority of building collapse damage risks through reinsurance agreements with international partners.Securities and Exchange
One of the SEC objectives is to support investors to develop a robust financial health, using the capital market to accumulate wealth in response to their needs. As such, to expand investment choices
coin offering (ICO) formats that can meet the needs of the business sector. Additionally, the guidelines have been refined to support a more robust ecosystem for investment tokens. All these efforts are