company must upgrade its operating system and risk management systems to support the additionally approved securities classes. The consultation paper is available at www.sec.or.th/hearing
of the accounts. The requirements aim to better reflect actual financial status and debt repayment capability of every client thereby enhancing securities companies? risk management and thus preserve
comprises Strategy and Planning Department, Research Department, Market Supervision Department, International Relations Center and Enterprise Risk Management Center. Assistant Secretary-General Duangmon
ในสายงานกำกับดูแลและตรวจสอบ (Compliance) และสายงานบริหารความเสี่ยง (Risk Management) ภายใต้โครงการ “GRE-2AT Forum for Capital Market 2026” ซึ่งจัดขึ้นต่อเนื่องเป็นปีที่สอง โดยมีนายเจษฎา ปรมาภรณ์พิลาส
risk management committee, a director and a consultant of community waterworks project of Phol Dhanya Public Company Limited (PHOL). During 22 December 2016 to 24 February 2017, he sold ordinary shares
goals. Hence, determination of regulations on supervision of derivatives clearing houses, efficient use of information technology (IT governance), and implementation of appropriate risk management and
Securities and Exchange Commission No. Sor Thor. 29/2559 Re: Rules in Detail on Financial Resource and Risk Management of Securities Clearing Houses ________________________ By virtue of Clause 5 (1), in
Securities and Exchange Commission No. Sor Thor. 30/2559 Re: Rules in Detail on Financial Resource and Risk Management of Derivatives Clearing Houses ________________________ By virtue of Clause 5 (1), in
services to investors continuously and clients’ digital assets are securely safeguarded. The SEC requires that digital asset business operators have efficient risk management and be equipped to tackle
of the Office of the Securities and Exchange Commission Sor Thor/Nor. 45/2559 Rules in the Detail of Regulations Concerning the Establishment of Risk Management System for Business Continuity of