, for failure to perform her duty in compliance with the company?s rules. From an inspection report of Krungsri Securities, the SEC further probed into the case and found that Ashiya, Onjira and Wasana
investment consultant of Krungsri Securities. In addition, the SEC suspended {D}, a former capital market investment consultant of Krungsri Securities, for failure to perform her duty in compliance with the
credit rating, including, as applicable, the models, financial metrics, assumptions, criteria, or other quantitative or qualitative factors to be used to determine the credit rating. respect to a credit
investors, solicits investors, or provides advice to investors or sets plans for investors with respect to trading of or investment in securities. Clause 3 A prospectus shall contain correct, complete, and
Bangkok, April 25, 2013 - The SEC suspended {A} of KT Zmico Securities Co., Ltd., for five months. The KT Zmico Securities Co., Ltd. reported to the SEC that {A} had been authorized by her clients to
because the highest price on that day was lower and was decreasing during the submission of selling order. She also admitted sending the trading orders without her client's order from January 9, 2014 to
market auditor and determine a six-year period during which her applications for such approval will not be accepted. Since her previous approval had already expired on 4 August 2025, the SEC has set a
Tangkittrongcharoen and other 16 persons jointly manipulating the share price of POLAR. The details of the other 3 cases are as follows: - 31/07/2021 Filing a lawsuit accusing her and other 22 persons jointly
Royal Image of Her Royal Highness Princess Bajrakitiyabha Narendira Debyavati, Chair of the Friends in Need (of "PA") Volunteers Foundation, the Thai Red Cross Society. The SEC, as part of the Friends
development of digital assets and digital asset business operators in Thailand. Her presentation highlighted efforts to foster innovation within Thailand’s digital asset market. The event was held on 8 July