management will be emphasized to enable their capability of providing comprehensive advice on a variety of financial instruments. Training for renewal of approval will also be revised to be more interesting
consultant for rest of the remaining prior approved period or until December 31, 2014. In addition, the SEC will not consider his renewal application for another five years starting from the effective date of
Accreditation System for investor contact license renewal : “CAS”) เพื่อให้ผู้จัดอบรมส่งข้อมูลหลักสูตรให้สำนักงานพิจารณาผ่านทางระบบอิเล็กทรอนิกส์ โดยไม่ต้องส่งในรูปเอกสารต่อสำนักงานอีก ซึ่งระบบดัง
renewal shall conform to the following requirements: (1) a renewal application shall be submitted to the SEC Office by the appraisal company in capital market for itself and for its personnel being lead
Build Own and Transfer (BOT). At the present, construction is under permission. The process of requesting approval for the part of construction modification has value of receivables under the concession
written by such board of directors. In case of any material amendment, change or modification to such policy and plan, intermediaries shall comply with the requirement set out in the first paragraph (1) or
board to be in charge of the implementation of the business continuity management policy. In case of any material amendment, change or modification to the business continuity plan, the securities company
modification to the business continuity plan, the securities company shall comply with the requirement set out in the second paragraph. Clause 7. A securities company shall update information relating to the
Transfer (BOT). At the present, construction is under permission. The process of requesting approval for the part of construction modification has value of receivables under the concession agreement And