PTG’s Q3/2018 performance which would significantly worsen through her securities trading accounts during 4 – 5 October 2018 prior to the disclosure of such inside information to the public on 8
PTG’s Q3/2018 performance which would significantly worsen through his securities trading accounts on 4 October 2018 prior to the disclosure of such inside information to the public on 8 November 2018
PTG’s Q3/2018 performance which would significantly worsen through his securities trading accounts during 3 September 2018 to 2 November 2018 prior to the disclosure of such inside information to the
significantly worsen. Subsequently, during 3 September 2018 to 5 November 2018 prior to PTG’s disclosure of such inside information to the public on 8 November 2018, Mr. Tharathon sold PTG stocks by using such
prior to the registration of the security, and failing to adequately monitor and maintain the collateral for the bonds. SEC Act S.46 Settlement Committee Meeting No. 10/2025 Settlement Committee
the rules, conditions and procedures as specified in the notification of the Securities and Exchange Commission. In this regard, ERX failed to check the allocated foreign exchange limit prior to
2023, which should have been disclosed in the registration statement and draft prospectus (the “filing”) prior to the Initial Public Offering (“IPO”). This case is in the process of inquiry by the
payment in September 2023, which should have been disclosed in the registration statement and draft prospectus (the “filing”) prior to the Initial Public Offering (“IPO”). This case is in the process of
dividend payment in September 2023, which should have been disclosed in the registration statement and draft prospectus (the “filing”) prior to the Initial Public Offering (“IPO”), and submitted the minutes