comply with the following criteria: (1) the derivatives broker shall perform his or her duty honestly by taking into consideration the best interests of clients; (2) the derivatives broker shall give
as a derivatives broker for clients, the derivatives broker shall comply with the following criteria: (1) the derivatives broker shall perform his or her duty honestly by taking into consideration the
13. In perform of duties as a derivatives broker for customer, derivatives broker shall (1) Perform duties with integrity and honesty, consider and maintain the best interest of the customer. (2) Treat
information to customer. Clause 13. In perform of duties as a derivatives broker for customer, derivatives broker shall (1) Perform duties with integrity and honesty, consider and maintain the best interest of
of offences regarding deceitful, fraudulent or dishonest management of assets; or (5) being taken action and unable to perform the duties as personnel in the capital markets industry in the following
a financial institution shall perform such revision and updating within a period of time stipulated by the law on financial institution business ; (b) the information for the purpose of assessing
a financial institution shall perform such revision and updating within a period of time stipulated by the law on financial institution business2; (b) the information for the purpose of assessing
practice concerning securities or derivatives trading or administration amounting to deception, defraudation or corruption; 4. being prohibited to be or to perform the duties of director, manager, person