facilitate customer to use service from other derivatives broker. Transitional Provisions ________________ Clause 17. In case where derivatives broker has established the full- service branch office or online

head office or other branch offices or facilitate customer to use service from other derivatives broker. Transitional Provisions ________________ Clause 17. In case where derivatives broker has

. Transitional Provisions Clause 24 The licensee shall be allowed to continue undertaking securities businesses in accordance with the Ministerial Regulations repealed by this Ministerial Regulation under the

of conformity to this Notification, the transitional provisions shall be applied, as specified in details in Chapter 8. Division 4 Powers of the SEC Office _____________________________ Clause 5 For

with similar facts to the case under consideration. Chapter 8 Transitional Provisions Clause 40 In this Chapter: “repealed notification” means the Notification of the Capital Market Supervisory Board or

the maximum tax rates applicable. However, under the royal decree of transitional relief announced in 18 Janurary,2020, BAM as an AMC will receive a 90% tax relief discount on properties that are being

inappropriately regarding securities dealing, the SEC Office may order such securities company to rectify, act or omit to act in compliance with this Notification. Chapter 4 Transitional Provisions Clause 24 A

securities company to rectify, act or omit to act in compliance with this Notification. Chapter 4 Transitional Provisions Clause 24 A securities company shall provide information or evidentiary documentation

temporarily or permanently, the intermediary shall notify the closing date to the SEC Office at least 30 days before the closure. Chapter 3 Transitional Provision __________ Clause 23 Any branch offices and

an oversea representative office, whether temporarily or permanently, the intermediary shall notify the closing date to the SEC Office at least 30 days before the closure. Chapter 3 Transitional