of a brokerage firm to perform duty as local intermediary in Thailand (issued by Qualifying CIS Operator) [ ] 6. Evidence on the appointment of a local representative in Thailand as the agent of the
ซักซ้อมความเข้าใจเกี่ยวกับการเพิ่มทางเลือกในการใช้บริการผู้ดูแลผลประโยชน์ของคู่สัญญา (escrow agent) เพื่อเก็บรักษาหรือดูแลทรัพย์สินของลูกค้า
ชื่อผู้ได้มา/จำหน่าย :?GOLDMAN SACHS INTERNATIONAL (acting through its agent GOLDMAN SACHS (ASIA) L.L.C.) | ประเภทหลักทรัพย์ : ใบสำคัญแสดงสิทธิที่จะซื้อหุ้น | วันที่มีหน้าที่ : 30/05/2545
. ----------------------------- Notification of the Securities and Exchange Commission No. SorNor. 31/2547 Re: Appointing System of Custodian Agent By virtue of Section 4(3)(G) of the Notification of the Securities and Exchange Commission No
its business by maintaining corporate image and reputation including credibility of capital market essentially, as well as operates its business with reasonable awareness by taking account of time
. In case of having reasonable and appropriate ground or having limitations under other laws which causes the CIS operator not to be able to submit certain information or evidentiary documentation under
ratio under the terms and conditions, changing the limit from not exceeding 3:1 to not exceeding 5:1. The SEC requires that the bondholder representative analyze the benefits and shortcomings as well
brokerage. (2) those persons appointed to perform functions at overseas branch office or overseas representative office; (3) the appointment of a person, who has registered as bond trader with the Thai Bond
representative office; (3) the appointment of a person, who has registered as bond trader with the Thai Bond Market Association, to be investment consultant for providing consultation on debt securities for