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Bangkok, 8 December 2023 – The Securities and Exchange Commission (SEC) has announced the appointment of the Deputy Secretary-General in charge of Corporate Communication Division to serve as the SEC
. ______________________Remark: *Fractional DR means the sending of depository receipts in decimal point without the need to buy them in full unit amount. This, however, excludes the ratio of DR to the underlying securities and
sister's for her trading account which Pisist had opened for himself. Later, he used the money to buy securities for his own interest.In addition, Pisist advised other clients to buy shares of a company
sister's for her trading account which Pisist had opened for himself. Later, he used the money to buy securities for his own interest. In addition, Pisist advised other clients to buy shares of a company
follows: (1) During February – March 2017, Nutnicha solicited a client to buy IPO shares of a company, claiming that she had the right to buy such shares as an employee of Apple Wealth Securities. She
Bangkok, September 2, 2016 ? The SEC Board Meeting No. 9/2016 today resolved to re-appoint three persons to the Stock Exchange of Thailand (SET) Board of Governors for a second term, as follows: (1
any business related to capital market for two months, effective since 25 August 2017. In the case of (4), {D} used the money a client received from a fund that had reached maturity to buy units of a
the documents in order to acquire sufficient and reliable evidences concerning NIPPON?s transactions on securities investment, even though the company had continuously invested in large amount of