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Public hearing on proposed revisions to rules governing intermediaries for the sale of investment units and investment advisors in the capital market

Bangkok, March 12, 2013 ? The SEC is seeking public comment on proposed regulatory revisions to increase the numbers of intermediaries for the sale of investment units and investment advisors in the

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=4896

SEC Thailand’s Public Hearing on Proposed Law Amendment to Introduce Federation of Thai Capital Market Organizations (FETCO) as a Statutory Body

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=663

The SEC welcomes public comments on the proposed revisions to the regulations on approval of appraisal companies and lead appraisers for capital market transactions

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=688

SEC Thailand’s public hearing on proposed amendments and drafted regulation on unitholder data collection of mutual funds to sustain asset management companies in capital market.

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=715

SEC Thailand’s public hearing on a proposed revision to the principles for considering share offering below market price for ESOP of repurchased shares

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=861

SEC Thailand’s Public Hearing on Drafted Regulations for Provision of Services to Clients regarding Investment in Capital Market Products Denominated in Foreign Currency (Codified)

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=937

SEC announces Strategic Plan for 2025–2027 with continuing focus on core mission to strengthen trust and confidence in Thailand’s capital market

-depth research and stakeholder consultations. This is to ensure that the capital market serves the needs of all stakeholders, enabling market participants, investors, and the public to understand future

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=11528

Ministry of Finance, SEC, and SET hold a press conference on “Vayupak Fund 1” for new savings options and the development of the Thai capital market

public with long-term savings and investment options while fostering the transparent and sustainable growth of the Thai capital market. During the event, SEC Secretary-General emphasized the SEC’s role in

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=11047

SEC Secretary-General lectures on “Financial Innovation and the Digital Capital Market” for the Advanced Budget Management Executive Training Program (Class 11)

Mrs. Pornanong Budsaratragoon, Secretary-General of the Securities and Exchange Commission (SEC), gave a special lecture on the topic, “Financial Innovation and the Digital Capital Market,” to the

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10872

SEC and TGO co-organize an online training session on “Advancing Low Emission Practices through LESS and T-VER Programs for Business Sector in the Thai Capital Market

The Securities and Exchange Commission (SEC), in collaboration with the Thailand Greenhouse Gas Management Organization (Public Organization) (TGO), organized an online training session on “Advancing

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=11220