Management Name : Miss VILAILUCK SKULPAKDEE | Type of securities : Common share | Methods of Acquisition / Disposition : Buy | Transaction Date : 24/07/2017
Management Name : Miss VILAILUCK SKULPAKDEE | Type of securities : Common share | Methods of Acquisition / Disposition : Buy | Transaction Date : 25/07/2017
performance of duties with responsibility and deliberation as a professional*. SEC has therefore imposed a suspension of approval on {A} as investment consultant for Complex Products Type 2** and as
Re: Application and Approval for Offer for Sale of Structured Notes
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED|Foreign Investment Fund : FIF,Structured Note Fund,Specific Fund
KASIKORN ASSET MANAGEMENT COMPANY LIMITED|Gold Fund,Structured Note Fund,Specific Fund
Thai Technician Professional Company Limited Thai Technician Professional Company Limited offer to sell newly issued securities in the category of convertible bonds without approval from the SEC
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED|Structured Note Fund,Specific Fund | Offering Date : 21/03/2013 - 28/03/2013
profits from the order. SEC views that {A}’s act did not comply with the investor’s order and was deemed failure to perform duties with responsibility and deliberation as a professional**. SEC has