than 100 million Baht; 2 (2) not having any circumstance which may cause an impact to the financial status or the operation of an applicant; (3) at least one of the directors has at least 3 years of work
any circumstance that may materially affect the business operation; (2) specify supportive measures to ensure business continuity in the event that the service provider fails to proceed with the
diversification in revenue structure and risk into 3 main businesses supporting each other and focusing on Healthy & Beauty Sector. Although the economic circumstance has been suffering from the COVID-19 outbreak
interrogation to the officer of the SEC Office; (4) where it is apparently impractical in the light of such circumstance; (5) where it is an administrative enforcement measure. The provision under the first
/2010 8. Notification of the Office of the Securities and Exchange Commission OrThor/Nor/Khor. 11/2548 Re: Practical Guideline on Application for Approval and Approval for Appointment of an Executive of
/2007 9. Notification of the Office of the Securities and Exchange Commission OrThor/Nor/Khor. 11/2548 Re: Practical Guideline on Application for Approval and Approval for Appointment of an Executive of
Director of Derivatives Broker 28/12/2006 01/01/2007 9. Notification of the Office of the Securities and Exchange Commission OrThor/Nor/Khor. 11/2548 Re: Practical Guideline on Application for Approval