instructions from the clients. They cannot make securities trading decisions on behalf of clients, regardless of the client's permission. In this regard, the actions of {B} and {A} were deemed as obtaining
such permission.In performing their duty, an investment consultant can send trading orders only when obtaining orders from the clients. Even with the client?s permission; they cannot make decisions on
trading orders only when obtaining orders from the clients. Even with the client's permission; they cannot make decisions on behalf of the client. In this regard, {A} and {B}'s actions were in violation of
Rules and Regulations Key Points 1. Revision of practical guidelines for entering regulatory sandbox, from Circular No. BOT ForThorNgor. Wor 311/2562 dated March 11, 2019, effective March 15, 2019 onward
The SDG Guidebook for Listed Companies is designed to act as a practical guideline for businesses to integrate the Sustainable Development Goals (SDGs) into their business operations and strategies
Intermediaries 21/10/2016 01/01/2018 Notification of the Office of the Securities and Exchange Commission NorPor. 4/2559 Practical Guidelines for Business Continuity Management 21/10/2016 Contact The
trading activities.Mr. Anek Yooyuen, SEC Deputy Secretary-General, said: “GIF will enable the capital market to support and promote investment in environmental projects, making it more practical and