control and compliance with good business practices; (3) being able to maintain capital funds and reserve fund in compliance with the law establishing or controlling business undertaking of the applicant
Exchange Commission Sor Thor. 13/2561 Detailed Rules on Maintenance of Capital of Investment Advisors and Derivatives Advisors and Provisions in Case of Failure to Maintain Capital 17/01/2018 01/04/2018
: 2. An increase in the interest rate of SNW224A, SNW231A and SNW233A bonds from 8.00% per year to 8.50% per year throughout the extended periods; 3. Approval of a waiver for the failure to maintain
terms and conditions, and a cancellation of immediate payment obligation of SABUY258A bond. Regarding SABUY263A bonds:(1) A waiver of the obligation to maintain the net debt-to-equity ratio
GIT is a trust for capital market transactions with the objectives of investing and seeking benefits from environmental projects to alleviate or maintain greenhouse gas according to the criteria as
derived from the redemption of fund units on the condition that the investors maintain the investments for at least eight years from the purchase date._____________________
service risk; (2) To revise the criteria for suspending digital asset business operations by requiring businesses that fail to maintain the capital to submit a rectification plan to the SEC and execute the
applicant must possess and maintain the criteria for operations stipulated for the Self-Regulatory Organization (SRO) in line with the standards of the International Organization of Securities Commission
particular person to reduce inappropriate PP offering. The SEC is proposing to amend the PP offering regulations to further enhance efficiency of such offering and maintain sufficient investor protection