obtaining the clients? instructions. They cannot make securities and derivatives trading decisions on behalf of clients, regardless of the client's permission. In this regard, the aforesaid {A}'s actions
the clients. They cannot make securities trading decisions on behalf of clients, regardless of the client's permission. In this regard, the aforesaid {A}'s actions are in violation of Clause 20(2) of
misconduct above is deemed an execution of concealed transactions, asset misappropriation, permission of false accounting transactions and preparation of incorrect accounting records. In addition, he informed
) issuing and selling of Libra investment token (not Libra cryptocurrency). If the token will be offered in Thailand, a permission is required. However, this possibility is very low as those who are allowed
(perpetual bond) เป็นตน้ 3. การแต่งตั้งผู้ประเมินภายนอกท่ีเป็นอสิระ (“external review provider”) ส าหรับการเสนอขายตราสารต่อประชาชนทัว่ไป (“public offering”) และผูล้งทุนรายใหญ่ (“high net worth”) ก าหนดใหมี้การ
เมินภายนอกท่ีเป็นอิสระ (“external review provider”) (ถา้มี) : ให้ issuer รายงานข้อมูลต่อส านักงาน และผูแ้ทนผูถื้อหุ้นกู้ (ถ้ามี) ภายใน 15 วนันับแต่วนัแต่งตั้ ง external review provider รายใหม่ 2. รูปแบบ
with a discount of more than 10 percent of the market price pursuant to the Notification of the Capital Market Supervisory Board No. Tor Chor. 72/2558 Re: Permission for Listed Companies to Offer Newly
than 10 percent of the market price pursuant to the Notification of the Capital Market Supervisory Board No. Tor Chor. 72/2558 Re: Permission for Listed Companies to Offer Newly Issued Ordinary Shares to
an Offer for Sale of Debt Securities. Additionally, progress reports of the designated project should be made available via the disclosure channels in 2.4. 3. External Review Provider: The SEC
Company Limited 1) Warehouse Lease Agreement Transaction Date : December 1, 2019 Related Parties : Lessee/Customer is JKN Global Media Public Company Limited (the “Company”) Lessor/Service Provider is JKN