the Notification of the SEC Office regarding Approval of Auditors; 5. I entirely understand the code of ethics for professional accountants and will perform audit work in compliance with the code; 6. I

of Foreign Auditors in the Capital Market. 5. I entirely understand of the code of ethics for professional accountants and I will perform audit works complying with the code. 6. I entirely understand

client's order and failing to perform in accordance with the client's order.Following a client complaint report filed by Globlex Securities Company Limited, the SEC probed into the case and found that {A}'s

of Assets August/2023   Click here to display all results [Digital Asset] Number of Active USER Classifid BY TYPE of Investor ( 1 record(s) found) No. Report Name Data File As of Data Definition 1

client and {B}, an equity investment consultant , was suspended for failure to perform duties with responsibility and due care as the capital market professional, respectively.Following the complaint

Ms. Wanliya Kanjanapongkit Ms. Wanliya Kanjanapongkit, an authorized director of KACHAVET Company Limited, was responsible for the company's operations. Her failure to perform the required duty

Mr. Sithinant Manyati Mr. Sithinant Manyati, an authorized director of KEENBIZ Company Limited was responsible for the company's operations. His failure to perform the required duty of her

business operation of Bitazza. His failure to perform the required duty of his position resulted in the offence committed by Bitazza concerning the case that between September 22, 2024 and September 23, 2024

liability arises from his failure to issue orders or perform the duties required to ensure compliance with the specified regulations, resulting in IHL’s delayed submission of the report. SEC Act S.300 in

operation of Coindee. His failure to perform the required duty of his position resulted in the offence committed by Coindee concerning the case that Coindee failed to maintain the net capital (NC) in