have the investment units of a public offering listed on the Stock Exchange of Thailand as well; (8) restrictions on the allocation and transfer of investment units (if any); (9) request for the
Regulations - PVD Act Ministerial Notifications Regulatory Summaries Fundraising Market Professionals Financial reporting and audit oversight Mutual Fund Cross-border Offering of Funds Business Operators
minimum and the provision of the Notification of the Capital Market Supervisory Board concerning Application for Approval and Approval for Offering for Sale of Newly-Issued Shares shall apply to independent
The provisions proposed to be added are as follows: (1) Provision that will require the association to operate its affairs in accordance with the rules prescribed by SEC Board. If
Exchange Commission No. Kor Thor. 21/2563 Re: Determination of Types of Operation of Person Approved to Participate in Regulatory Sandbox to Experiment and Develop Innovation in Support of Service Provision
, with the key points as follows: (1) The regulations of the Initial Coin Offering (ICO) specify that ready-to-use utility tokens that are issued for consumptive purpose or are a digital representation
The SEC has amended the regulations related to NVDR services whereby securities companies are prohibited from offering services that will increase the number of NVDR held by Thai investors
Limited and its subsidiary for the first quarter ended 31 March 2018 represented a loss before the provision for doubtful accounts of Baht 3.72 million. Inclusive of the provision for doubtful accounts of