seeking public comments on the proposed amendment to two relevant notifications prescribing the regulations on capital market business personnel. The consultation paper is available at https
consideration the supervisory costs, industry competitiveness, burdens to intermediaries, and simplified methods of fee calculation. The two draft notifications regarding the aforesaid matter are expected to come
Bangkok, May 29, 2014 ? The SEC is seeking public comment on 2 draft notifications to facilitate offering of mutual funds set up by Thai investment management companies under the ASEAN Collective
%20Investor%20Responsibilities_2013.pdf matter of a few years but whole generations. Such generational differences create real challenges for the governing bodies charged with acting in the interests of all
, SAM’s Board of Directors responsible for the company’s management is advised to expedite the process for the best interests of the company and its shareholders as a whole. The SEC has therefore
discussion, the SEC Secretary-General shared the SEC’s perspectives on ongoing efforts to elevate and develop the capital market as a whole. She also highlighted the SEC’s role in building trust and
market as a whole. Audit firms in the capital market wishing to disclose their latest firm inspection report on the SEC website may now inform the SEC thereof
handling cyber threats. The activities include stakeholder training, cybersecurity planning and cyber drills. The whole process is expected to help the involving parties lay out their own appropriate and
units and cash, and (2) extension of deadline for the whole process, from the transfer of property fund assets to REIT to the listing of REIT on the Stock Exchange, from within 15 business days from the