and Exchange Commission to be eligible to audit and give opinion on the financial statement of derivatives business operator, derivatives exchange, or derivatives clearing house under this Notification
Clause 11 of the Notification of the Capital Market Supervisory Board No. Tor Jor. 10/2556 Re: Submission of the Registration Statement for an Offer for Sale of Debt Securities dated 11 March 2013
management discussion and analysis (“MD&A”) for Q3/2020 to the SEC office within the period specified in the notification which is within on November 16, 2020. but GL submitted that financial statement to
statement for the year 2020 and those financial report within the period specified by the Notification of the Capital Market Supervisory Board. The inquiry official sent the case back to the Settlement
any responsibility for its accuracy nor be held liable for any loss or damages arising from or related to its use. ---------------------- Notification of the Office of the Securities and Exchange
) Notification of the Capital Market Supervisory Board No. Tor Jor. 10/2567 Re: Filing of the Registration Statement for Securities Offering (No. 22), dated 2 April 2024: https://publish.sec.or.th/nrs/10177s.pdf
Pursuant to the Notification concerning Determination of Fees for Filing of Registration Statement, Registration and Other Applications, as amended, the calculation of fees shall be based on the
Company or the Derivatives Business Operator (Form as of 25 July 2006) (Synopsis) 21. Report/Form (Notification of Securities and Exchange Commission) Form 104-2/OrPor 24-2 Certified Statement Form on
Commission) Certified Statement Form Relating to Acting in Compliance with Related Laws of Applicant for Custodian of Private Funds 9. Report/Form (Notification of Securities and Exchange Commission) Form
SEC News News Activities Articles SEC Statement Publications Speech Market Data / Open Data SEC Open Data Services Statistics (Download) Statistics (Dashboard) Enforcement Fundraising/Listed Companies