Common share | Initial Public Offering | Offering Date - 08/06/2016 - 10/06/2016
Common share | Initial Public Offering | Offering Date - 08/06/2016 - 10/06/2016
Line "Learn to High Net Worth" : Unlicensed securities and derivatives business (Disclosure Date : 01/08/2025)
Division of the Royal Thai Police (ECD) for jointly operating the digital asset dealer business without license in violation of Section 26 and subject to the penalties under Section 66 of the Emergency
The Securities and Exchange Commission (SEC) participated in the SET Sustainability Forum 2/2024: Scaling up Synergies and Solutions for Net-Zero, organized by the Stock Exchange of Thailand (SET
During March – April 2025, the SEC conducted a public hearing on draft regulations concerning requirements for business operators unable to maintain net capital, client asset safeguarding, and the
SEC plans to revise the criteria on the maintenance of the net capital (NC) of securities and derivatives business operator. SEC has, therefore, conducted a public hearing on this matter, in
The securities companies and derivatives brokers are presently required to maintain net capital (NC) in a specified amount in order to sufficiently cover risks from conducting business. However