Department. Ms. Jomkwan provided insights and discussed the rules and guidelines for developing and supervising the digital asset market in Thailand, as well as the promotion of fundraising through investment
The Securities and Exchange Commission (SEC), represented by Mr. Setthapong Leelerdpong and Ms. Suppalak Akkittiwong, Senior Officers of the Capital Market Education Department, gave lectures on
The Securities and Exchange Commission (SEC), represented by Ms. Sarica Apiwatthakakul, Director of the Capital Market Education Department, in collaboration with representatives from the Fiscal
comply with the rules, conditions and procedures as specified in the notification of the SEC by failing to put in place a sufficient and effective system for brokerage services system in digital asset as
as specified in the Notification of the Capital Market Supervisory Board by failing to put in place a sufficient and effective fund management systems which may cause serious damage to the benefit of
first place. The clients therefore suffered damage.The 10 investment consultants worked for five securities companies, namely: (1) Capital Nomura Securities Public Company Limited, (2) Kasikorn Securities
the requesting and using of investor’s account for personal trading, even with the investor’s consent. Such conduct is deemed a prohibited characteristic for capital market business personnel under the
Human Rights for the Business Sector in the Thai Capital Market Project (Phase 3). The workshop aimed to encourage the business sector to operate with consideration for human rights, in line with the
challenges, as well as supporting the development of mechanisms to help businesses and agencies in the capital market and digital asset market protect businesses from digital threats. The event took place on
collectively combat corruption through ESG principles, especially Governance (G) to ensure sustainable development in Thailand and foster an aware and ready to fight corruption society. The event took place on 6