company, asset management company, derivatives business, and financial institution or commercial bank receiving approval to provide services). The SEC proposal also aims at raising significance of

Bangkok, January 20, 2016 ? The SEC is seeking public comments on draft revisions  to the rules concerning definition of investors and investment of mutual funds in line with international standards

securities and derivatives companies. The regulations would contribute to improved standards and appropriate practices, allowing access to important information for investment decision making. Comments and

rejected.Today, the Ministry of Finance denied a digital asset exchange licence for Coin Asset (website: coinasset.co.th) because a major change to the company's management ? i.e., three out of four directors

company's management and monitoring on personnel systems did not comply with professional standards. In this regard, the SEC warned KPMG Phoomchai Business Advisory Ltd. to emphasize on compliance with

, the SEC collaborates with all relevant partners to encourage listed companies to enhance their corporate governance practices in line with international standards. This is essential for companies

The SEC has reviewed the regulations related to private fund management services to be aligned with international standards and be suitable for the current service models where some asset management

Bangkok, February 15, 2013 ? The SEC filed a criminal complaint against Sopana Janeborvorn, a former mutual fund manager who was then responsible for the operations of Kasikorn Asset Management Co

, Sukhumvit Rd., Km. 39.5 Bangpoomai, Amphur Muang Samutprakarn, Samutprakarn 10280, Thailand Tel. 66 2323 1085..96 Fax. 66 2323 9283 (Translation) 14 May 2020 Subject: Management Discussion and Analysis (MD&A

and innovations to facilitate fast and convenient market access, more efficient cost management of existing and new intermediaries in fulfilling investors? demands, enhancing market supervisory