indicated that {B} had obtained authorization to trade gold futures for the client. The client then acknowledged and accepted the trading as reported by him without any enquiries. The acts of {A} and {B
authorization that {A} had obtained to make securities trading decisions on the clients' behalf.In performing their duties, investment consultants can send trading orders only when obtaining instructions from
conversions seemed to set investment framework for {E} to make trading decision and then inform the client afterward. This could be considered as misconduct for obtaining authorization to make derivatives
. Theeranuch Thongchew, Assistant Secretary-General of the National Savings Fund (NSF), joined the discussion to explore ways to further develop the ideas on the Mini Stage on 30 May 2024.In the picture:Ms
In the first quarter of 2024, which marks the final quarter of the Initiative’s Phase 1 (July 2023 – March 2024), 10 business operators joined the activities aimed at enhancing knowledge and skills
Securities and Futures Commission of Hong Kong (SFC Hong Kong) and SEC Thailand which was signed on 20th January 2021 and fully implemented on 16th June 2021. This webinar is joined by Hong Kong industry
understand this collaboration and can transfer financial knowledge to students accordingly. Currently, 2,330 schools have joined the School Bank project and there are over 800,000 accounts with a total
Ms. Ruenvadee Suwanmongkol, Secretary-General of SEC said: “SFF 2020 organizes by Monetary Authority of Singapore (MAS) and is considered as a global FinTech exhibition. SEC firstly joined and
Economy? at Grand Hyatt Erawan Hotel, Bangkok on 19 September 2018. International and local experts joined to share their knowledge and experience in handling the fast-changing world which has forced listed
, banking, and capital market sectors will remain secure and safe. The discussion was joined by Air Vice Marshal Amorn Chomchoey, Secretary General of the National Cyber Security Agency, and Khun Sirithida