/Public task basis Consideration of complaints, inspection, investigation, enquiries, administrative acts, and any act under the jurisdiction of the SEC Office in compliance with the law. Every work areas
According to Bangkok Bank’s complaint report and SEC’s further investigation, it was found that during 22 September 2017 – 24 February 2018, {A}, then a securities investment consultant at the
August 2023.*** In deliberating the imposition of administrative sanctions above, the SEC has taken into account the following factors, i.e. relevant roles and demeanors of the person under
in order to oversee a juristic person or business over which one has the management power or operates under one’s supervision. The acts of the three persons stated above constitutes a failure to
has already served SEC’s sanction in full. In considering a punitive measure, SEC takes into consideration the following factors: related roles and behaviors of the person(s) under consideration, the
, services fee will be the rate determined by the hospital. Our hospitals provide both active and passive screening services, such as Drive Thru and on-site services. 44 หมู่ 4 ถ.แจง้วฒันะ ต.ปากเกร็ด
or a relationship in any aspect or any other circumstances. “executive” means a manager, deputy manager, assistant manager, department director, or any person who holds a position equivalent to any of
/2022 and (3) the reviewed financial statements for Q3/2022. This case is in the process of investigation by the inquiry official. SEC Act S.56(1) Criminal Complaint Filed with an Inquiry Official
of the Stock Exchange of Thailand within the period specified in the notification. This case is in the process of investigation by the inquiry official. SEC Act S.300 in conjunction with 56(1