, transparently and with integrity to promote investors? best interest and the indutry?s sustainable growth. Actually, ethical investment and professional standards have always been an integral part of investment

months. ?Investor contacts must maintain trustworthiness and integrity in the profession. They must strictly comply with the regulations. The SEC will not tolerate, and will take legal action against

ตัวกลาง โทรศัพท์/โทรสาร 0-2033-4639 “สำนักงาน ก.ล.ต. ได้รับรางวัลชมเชยองค์กรโปร่งใส (NACC Integrity Awards) ครั้งที่ 9 (ปี 2562)” “สำนักงาน ก.ล.ต. ได้รับรางวัลชมเชยองค์กรโปร่งใส (NACC Integrity Awards

ซื่อสัตย์ ยุติธรรม และมีคุณธรรม (honesty, fairness and integrity) ผู้ประกอบธุรกิจต้องดำเนินธุรกิจด้วยความซื่อสัตย์ ยุติธรรม และมีคุณธรรม โดยให้ความ

systems, the integrity of the company's financial position and information disclosure as well as shareholder engagement and communication.The SEC expects the board of directors will adopt and apply the CG

objectives of securities regulations identified by IOSCO: the protection of investors; ensuring that markets are fair, efficient and transparent; and the reduction of systemic risk.3 Quality and integrity of

and approval To motivate the personnel’s dedication to their work, to enhance the employees’ spirit of ownership in their organisation and to ensure the efficient and sustainable growth of business

(IMA) Control Environment 1. The organization demonstrates a commitment to integrity and ethical values. Questions Yes No 1.1 The board of directors and the management set up principles and guidelines

to make the management that are entrusted for the management of investments work on the basis of integrity and prudence with knowledge and expertise of the professional to ensure the full protection of

are entrusted for the management of investments work on the basis of integrity and prudence with knowledge and expertise of the professional to ensure the full protection of investors’ interest as well