and consideration of inferior investments etc.. 3.7 Investment in subsidiary and associated company It shall disclose the accounting method of investments of subsidiary and associated company and loss
policies on cost calculating in investment, accounting records of changing of fair value of temporarily investment and investment and consideration of inferior investments etc.. 3.7 Investment in subsidiary
investment and consideration of inferior investments etc.. 3.7 Investment in subsidiary and associated company It shall disclose the accounting method of investments of subsidiary and associated company and
home country where its official agency or regulator is a member of International Organization of Securities Commissions (IOSCO), whose regulation on certain derivatives business is not inferior to those
its official agency or regulator is a member of International Organization of Securities Commissions (IOSCO), whose regulation on certain derivatives business is not inferior to those prescribed in the
)) Net Liquid Capital Rule (Section 97) Executives / Personnel Major Shareholders Engagement in Related Businesses Internal operation of Securities Companies Auditors Accounting and Financial Statements
Company Limited (100%) Date of Transaction Within April 2018 Source of Funds Internal cash flow Objective of investment 1. To invest in Smart Vending Machines (SMV) project 2. Internal financial
| - |- Compliance / Internal control | - |- Conflict of interest | - |- Complaint Handling | - |- Information Technology | - |- Business Continuity Management (BCM) | - |- Port Investment of Derivatives Agents
Companies | - |- Know Your Clients | - |- Books & Records Requirements | - |- Online Submission | - |- Risk Control | - |- Compliance / Internal control | - |- Information Technology |- Internal operation of