clearing house or a central securities depository, as the case may be; 4 “controlling power” means the power to control a business, as described in Section 89/1; “beneficial owner of shares” means any person
organisation; (2) the first four persons holding the executive position in the immediate lower position from the person in the highest executive position and shall include persons holding positions that are
limit, including the procedures for verifying information on the percentage of unit holding by such person or group of persons; (8) Other facts necessary for making a decision to invest in the investment
shall be a statement requiring the securities company be responsible for such assets in full amount. Clause 8 A securities company shall not appoint any person as its agent to undertake custody of clients
the securities company be responsible for such assets in full amount. Clause 8 A securities company shall not appoint any person as its agent to undertake custody of clients’ assets unless such
the issuer who is responsible for the information contained in the prospectus. B. Advisers and other parties 1. Provide the names and addresses of – (a) the issuer's principal bankers to the extent the
person who performs the duty as REIT manager in accordance with the trust instrument. Chapter 1 General Provisions __________________ Clause 4 An offer for sale of debt securities, which is not exempted
place; and (2) in cases where the person appointed as a fund manager is an employee of the investment management company, holding a position having either of the following characteristics: (a) a position
witness or expert witness; (4) requesting any person to submit relevant documents in such person’s possession; (5) conducting an on-site inspection. The alleged person shall cooperate with the authority in