-your-client and due diligence, custody of clients? assets and transaction verification to ensure that client services are efficient and to prevent exploitation of securities firms for improper gains

familiar with tools for verification before making investment decisions to build investment confidence. The SEC has participated in this activity for the 9th consecutive year since 2017.

the customer’s counterparty information for anti‑money‑laundering (AML) verification and related risk‑management purposes, and to retain information accompanying all digital‑asset transfer

would facilitate the identity proofing and authentication process, which is the first step towards easy and quick but with trustworthiness financial transactions. For the capital market, the NDID

กดั ชื่อ ตาํแหน่ง ลายมือชื่อ นางสาววภิารตัน์ เสรจ็กจิ Deputy Managing Director, Head of Product Management -รา่ง-

(Section 98(7)) | - |- Accept purchasing or selling orders outside head office or branch | - |- Outsourcing Services | - |- Joint Management Agreement / Other Agreements |- Auditors | - |- Approval (Section

)) | - |- Selling Agents (Section 100) |- Internal operation of Securities Companies | - |- Proprietary Investment (Section 98(7)) | - |- Accept purchasing or selling orders outside head office or branch

outside head office or branch | - |- Outsourcing Services | - |- Joint Management Agreement / Other Agreements |- Auditors | - |- Approval (Section 106) |- Accounting and Financial Statements (Section 105

รับฟังสัมมนากว่า 500 ราย เมื่อวันที่ 28 พฤษภาคม 2568 บุคคลในภาพTim Chan, CFA, Head of Sustainability Research, Asia Pacific, Morgan StanleyVerity Chegar, ISSB MemberSammie Leung, Partner, Regional ESG

(left to right):1. Mr. Nader Shwayhat, Global Head, Bloomberg Integrated Compliance, Analytics, and Directory Solutions, Bloomberg L.P.2. Mr. Grant Vingoe, CEO, Ontario Securities Commission3. Ms. Jomkwan