following regulations: Clause 1. In this Notification: (1) “Notification of the Board of Governors of the Stock Exchange of Thailand” means the Notification of the Board of Governors of the Stock Exchange of
concerning Rules, Conditions and Procedures for Reporting the Disclosure of Financial and Non-financial Information of Securities Issuers; (b) the auditor’s report shall not express any of the following
following regulations: Clause 1 The Notification of the Securities and Exchange Commission No. Kor Chor. 9/2555 Re: Determination of Definitions of Institutional and High Net Worth Investors dated 9 July 2012
concerning Rules on Personnel in Capital Market Business; (25) any other investors as specified by the SEC Office. Clause 5 An ultra-high net worth investor shall refer to any of the following investors: (1) a
issues the following regulations: Clause 1 The Notification of the Securities and Exchange Commission No. Kor Chor. 9/2555 Re: Determination of Definitions of Institutional and High Net Worth Investors
concerning Granting Permission of Securities Business B.E. 2551 (2008) as amended by the Ministerial Regulation concerning Granting Permission of Securities Business (No. 3) B.E 2555 (2012) and the first
the Securities and Exchange Act B.E. 2535 (1992) , and Section 18 of the Derivatives Act B.E. 2546 (2003), the Capital Market Supervisory Board hereby issues the following regulations: Clause 1 This
the Securities and Exchange Act B.E. 2535 (1992), and Section 18 of the Derivatives Act B.E. 2546 (2003), the Capital Market Supervisory Board hereby issues the following regulations: Clause 1 This
the Office of Securities and Exchange Commission No. Sor Thor/Nor. 45/2559 Re: Rules in the Detail of Regulations Concerning the Establishment of Risk Management System for Business Continuity of