The meeting will be held on 13-15th June 2023 at Centara Grand and Bangkok Convention Centre at Central World. In conjunction, the SEC Thailand will also hold the SEC Thailand Public Conference on
สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) เป็นเจ้าภาพเปิดเวทีสัมมนา SEC Thailand Public Conference หัวข้อ “Envisioning the next horizon : A way towards connected future of capital
สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) เป็นเจ้าภาพจัดงานสัมมนา SEC Thailand Public Conference ซึ่งต่อเนื่องจากการประชุม IOSCO ประจำปี 2566 โดยรัฐมนตรีว่าการกระทรวงการคลังได้
Public Conference ต่อเนื่อง ในวันที่ 16 มิถุนายน 2566 ภายใต้หัวข้อ “Envisioning the next horizon: A way towards connected future of capital markets” เพื่อเป็นโอกาสให้ภาคเอกชนเข้าร่วมรับฟังสัมมนาซึ่งเป็น
Bangkok, 23 January 2024 – The Securities and Exchange Commission (SEC) has filed a criminal complaint with the Department of Special Investigation (DSI) against former directors and executives of Crown Tech Advance Public Company Limited (AJD), (currently renamed as AJ Advance Technology Public Company Limited (AJA)) and their associates, totaling four entities, namely: (1) Mr. Amorn Meemano, (2) Mr. Pipat Patiwetphinyo, (3) Winsound (Thailand) co., Ltd., and (4) Mr. Tanachat Siriphaukham, on...
An examination on the provision of Zipup/ZipUp+ services, which offer returns in the form of bonus reward for users of Z Wallet on the digital asset exchange of Zipmex Thailand, showed that the company had notified changes to the terms and conditions of the ZipUp+ services whereby the services of Zipmex Thailand were transferred to Zipmex Asia Pte. Ltd., Singapore (Zipmex Asia) and/or other affiliated companies as designated, effective from 8 May 2022, and the Z Wallet deposit and withdrawal sys...
offenders and accomplices.” ______________________Remark: *SEC News No. 116/2023: “SEC files a criminal complaint against 10 offenders with the DSI for falsifying STARK financial statements, making
The SEC’s examination of facts in this case has led to the consideration that Zipmex disseminated or certified information that were potentially misleading in substance regarding digital asset prices. It was found that the information on the price and trading volume of Zipmex Token (ZMT) disclosed on *Zipmex’s digital asset exchange website was inaccurately and inconsistently presented to investors, the general public and the SEC. For example, the website did not show the trading prices fo...
The SEC received information from the Stock Exchange of Thailand (SET) in October 2024 and later conducted further investigation into an interview given by Mr. Boon Vanasin to a media outlet on 25 September 2024. In the interview, he stated that he and his family had never pledged or used THG shares they held as collateral for loans, either inside or outside the market, as they did not dare to do so because they were major shareholders. However, upon investigation, evidence was found indicating...
However, on 6 October 2023, ETL submitted the minutes of the Board of Directors’ Meeting No. 6/2023, in which it concealed information regarding the interim dividend payment. This information is material and was used by the SEC in its consideration to ensure that the disclosure in the Filing Form was accurate and complete. Furthermore, ETL also concealed the actual statement concerning the interim dividend payment for September 2023 in the Filing Form submitted on 9 October 2023, which was the d...