, they must establish a separate legal entity for this service. Additionally, they must not use any names or information that could mislead the public into believing that they are engaged in a digital
According to referrals from the Stock Exchange of Thailand (SET) and the SEC’s further investigation, it was revealed that six individuals, with relationship among themselves, had engaged in PRINC
According to referrals from the Stock Exchange of Thailand (SET) and the SEC’s further investigation, it was revealed that during the months of December 2017 – May 2018, two groups of persons engaged
: Allowing business operators – also engaged in digital asset businesses and unable to maintain net capital due to rapid increases in the value of digital assets in custody or the trading volume of digital
) Discontinuing non-broker operations and ensuring their compliance with specified regulations. It was found that the company engaged in other businesses that could lead to conflicts of interest, and these
sale of Eastern Cuisine does not meet the target. However, the company had engaged a financial advisor, who is not recognized by the SEC Office, to evaluate
working methods, emphasizing analysis and the mixed use of supervisory tools to achieve the intended outcome without relying solely on regulations,? added Mr. Rapee.The SEC strategic plan has engaged market
by regional capital market professionals. The ACMF has engaged with the industry through the ACMF Industry Consultative Panels (AICP) in developing proposals that meet their needs and will continue to
, Bangkok 10230 Tel: 02-943-6663-4 Fax: 02-943-6343 02-943-7740 The Company has engaged valuers to prepare valuation reports on such assets. The Board of Directors has considered such valuation and deemed it
from investment scams, especially those that occur through online platforms. As an IOSCO member, the SEC is committed to fully supporting the implementation of IOSCO's initiative, and believes that it