include it as part of the package of this form NRI CIS Application Form To: Secretary-General Securities and Exchange Commission, Thailand Re: Application to offer NRI CIS to non-retail investors in
this checklist and include it as part of the package of this form Page 2 of 8 Form 35 – NRI CIS NRI CIS Application Form To: Secretary-General Securities and Exchange Commission, Thailand Re: Application
undertake securities business in the category of investment advisory service under the Law on Securities and Exchange. Clause 4 This Notification shall apply to application for license and issuance of
investment advisory service under the Law on Securities and Exchange. 3 Clause 4 This Notification shall apply to application for license and issuance of derivatives business licenses as follows: (1
investment advisory service under the Law on Securities and Exchange. 3 Clause 4 This Notification shall apply to application for license and issuance of derivatives business licenses as follows: (1
Exchange Commission No. SorKor. 4/2538 Re: Rules, Conditions and Procedures for the Application for a Waiver from the Requirement to Make a Tender Offer for All Securities of the Business by Virtue of the
: Secretary-General Securities and Exchange Commission, Thailand Re: Application to offer Hong Kong Covered Fund publicly in Thailand I/We _________________________________________________ as an operator of
Administrative Region of the People's Republic of China and Thailand (HK-TH MRF) Application Form To: Secretary-General Securities and Exchange Commission, Thailand Re: Application to offer Hong Kong Covered Fund
) _________________________________________________ Please print this checklist and include it as part of the package of this form Asia Region Funds Passport (ARFP) CIS Application Form To: Secretary-General Securities and Exchange Commission
this checklist and include it as part of the package of this form Page 2 of 9 Form 35 – ARFP CIS Asia Region Funds Passport (ARFP) CIS Application Form To: Secretary-General Securities and Exchange